-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDLOaF9/Bhonk5Qrwab4bKXzNjgGNniujmXkWhxPCMjhIE0/YDpHjwln8m9ahmC4 jwZKbWW4qHltRYPBfvVUQA== 0000950005-05-000166.txt : 20050211 0000950005-05-000166.hdr.sgml : 20050211 20050211081826 ACCESSION NUMBER: 0000950005-05-000166 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57603 FILM NUMBER: 05595042 BUSINESS ADDRESS: STREET 1: 8300 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 8300 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUSTIN VENTURES VI L P CENTRAL INDEX KEY: 0001106260 IRS NUMBER: 742897875 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 300 WEST SIXTH STREET SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124851900 MAIL ADDRESS: STREET 1: 701 N BRAZOS ST SUITE 1400 CITY: AUSTIN STATE: TX ZIP: 78701 SC 13G/A 1 p19146_13g.txt FORM SC13G/A Page 1 of 21 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No.5)* Crossroads Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 22765D100 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2004 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 21 Exhibit Index on Page 19
- ---------------------------------------- -------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- -------------------------------------- Page 2 of 21 - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Austin Ventures IV-A, L.P. ("AV IV-A") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES -------- ------------------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON -0- WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- -------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- -------------------------------------- Page 3 of 21 - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Austin Ventures IV-B, L.P. ("AV IV-B") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES -------- ------------------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON -0- WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- -------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- -------------------------------------- Page 4 of 21 - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AV Partners IV, L.P. Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES -------- ------------------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON -0- WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- -------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- -------------------------------------- Page 5 of 21 - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Austin Ventures VI, L.P. ("AV VI") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES -------- ------------------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON -0- WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- -------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- -------------------------------------- Page 6 of 21 - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Austin Ventures VI Affiliates Fund, L.P. ("AV VI A") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES -------- ------------------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON -0- WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- -------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- -------------------------------------- Page 7 of 21 - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AV Partners VI, L.P. Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES -------- ------------------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON -0- WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- ------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- ------------------------------------- Page 8 of 21 - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph C. Aragona Tax ID Number: - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 80,043 shares which are directly owned by Aragona, Ltd., a Texas NUMBER OF limited partnership, and Aragona, the sole general partner SHARES of Aragona, Ltd., may be deemed to have sole power to vote these BENEFICIALLY shares. OWNED BY EACH REPORTING -------- ----------------------------------------------------------------------- PERSON WITH 6 SHARED VOTING POWER -0- -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 80,043 shares which are directly owned by Aragona, Ltd., a Texas limited partnership, and Aragona, the sole general partner of Aragona, Ltd., may be deemed to have sole power to dispose of these shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------ -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 80,043 - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.3% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- ------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- ------------------------------------- Page 9 of 21 - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kenneth P. DeAngelis Tax ID Number: - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 70,000 shares. NUMBER OF -------- ----------------------------------------------------------------------- SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING -0- PERSON -------- ----------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 70,000 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------ -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,000 - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.3% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- ------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- ------------------------------------- Page 10 of 21 - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jeffery C. Garvey Tax ID Number: - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF -------- ----------------------------------------------------------------------- SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING -0- PERSON -------- ----------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -0- -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------ -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- ------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- ------------------------------------- Page 11 of 21 - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edward E. Olkkola Tax ID Number: - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF -------- ----------------------------------------------------------------------- SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING -0- PERSON -------- ----------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -0- -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------ -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- ------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- ------------------------------------- Page 12 of 21 - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John D. Thornton Tax ID Number: - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF -------- ----------------------------------------------------------------------- SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING -0- PERSON -------- ----------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -0- -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------ -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- ------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- ------------------------------------- Page 13 of 21 - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Blaine F. Wesner Tax ID Number: - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 130,269 shares. NUMBER OF -------- ----------------------------------------------------------------------- SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING -0- PERSON -------- ----------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 130,269 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------ -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 130,269 - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.5% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------- ------------------------------------- CUSIP NO. 22765D100 13G - ---------------------------------------- ------------------------------------- Page 14 of 21 - ------------ -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William P. Wood Tax ID Number: - ------------ -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 553,915 shares, of which 61,661 are directly owned by Wood and NUMBER OF 492,254 are directly owned by Silverton Partners, L.P. ("Silverton"), SHARES a Texas limited partnership, and Wood, the sole general partner of BENEFICIALLY Silverton, may be deemed to have sole power to vote these shares. OWNED BY EACH REPORTING -------- ----------------------------------------------------------------------- PERSON WITH 6 SHARED VOTING POWER -0- -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 553,915 shares, of which 61,661 are directly owned by Wood and 492,254 are directly owned by Silverton Partners, L.P. ("Silverton"), a Texas limited partnership, and Wood, the sole general partner of Silverton, may be deemed to have sole power to dispose of these shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------ -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 553,915 - ------------ -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.2% - ------------ -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 15 of 21 This statement amends the Statement on Schedule 13G previously filed by Austin Ventures IV-A, L.P., Austin Ventures IV-B, L.P., AV Partners IV, L.P., Austin Ventures VI, L.P., Austin Ventures VI Affiliates Fund, L.P., AV Partners VI, L.P., Joseph C. Aragona, Kenneth P. DeAngelis, Jeffery C. Garvey, Edward E. Olkkola, John D. Thornton, Blaine F. Wesner and William P. Wood. The foregoing entities and individuals are collectively referred to as the "Reporting Persons." Only those items as to which there has been a change are included in this Amendment No. 5. ITEM 4. OWNERSHIP. The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2004: 1. Amount beneficially owned: See Row 9 of cover page for each Reporting Person. 2. Percent of Class: See Row 11 of cover page for each Reporting Person. 3. Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Yes Page 16 of 21 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February ___, 2005 AUSTIN VENTURES IV-A, L.P. /s/ Kevin Kunz By AV Partners IV, L.P., ------------------------------------------- Its General Partner Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact AUSTIN VENTURES IV-B, L.P. /s/ Kevin Kunz By AV Partners IV, L.P., ------------------------------------------- Its General Partner Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact AV PARTNERS IV, L.P. /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact AUSTIN VENTURES VI, L.P. /s/ Kevin Kunz By AV Partners VI, L.P., ------------------------------------------- Its General Partner Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact AUSTIN VENTURES VI AFFILIATES FUND, L.P. /s/ Kevin Kunz By AV Partners VI, L.P., ------------------------------------------- Its General Partner Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact Page 17 of 21 AV PARTNERS VI, L.P. /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact JOSEPH C. ARAGONA /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact KENNETH P. DeANGELIS /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact JEFFERY C. GARVEY /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact EDWARD E. OLKKOLA /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact JOHN D. THORNTON /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact Page 18 of 21 BLAINE F. WESNER /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact WILLIAM P. WOOD /s/ Kevin Kunz ------------------------------------------- Signature Kevin Kunz Chief Financial Officer/Attorney-In-Fact Page 19 of 21 EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 20 Exhibit B: Reference to Kevin Kunz as Attorney-In-Fact 21 Page 20 of 21 EXHIBIT A --------- Agreement of Joint Filing ------------------------- The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Crossroads Systems, Inc. shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies. Page 21 of 21 EXHIBIT B --------- REFERENCE TO KEVIN KUNZ AS ATTORNEY-IN-FACT Kevin Kunz has signed the enclosed documents as Attorney-In-Fact. Note that copies of the applicable Power of Attorneys are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----